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Quality Controls and Standards of Practice
With
the goal of achieving the highest level of excellence, quality
and accuracy for its subscribers, Weiss Research maintains
the following standards and procedures:
- Personal
Securities Transactions Policy.
Weiss employees and principals are restricted from personal
trading in securities recommended in Weiss Research publications.
This policy includes not only a prohibition on improper
transactions but also a monitoring and enforcement procedure
that can involve immediate termination of transgressors.
- Prohibitions
against remuneration and gifts. Our principals and
employees are not permitted to accept gifts or remuneration
of any kind from financial institutions, publicly traded
companies or any other entity that is the subject of its
analyses or investment recommendations. This rule is set
forth in the Weiss
Group Code of Ethics and is strictly enforced.
-
Risk Disclosure.
All subscribers to Weiss Research's publications receive substantial and clear, plain-English disclosures
regarding investment risks.
- Disclosure
of performance results. Weiss Research publishes
a 12-month trading history
for all of its Premium Services.
- A
consistent subscription refund policy. Weiss Research
has always guaranteed customer satisfaction for all its
products and services. All customers are entitled to a
pro-rated refund at any time.
- Compliance
Department. Each
advertisement is reviewed by the Compliance Department
for fairness and accuracy prior to publication.
- Customer and public feedback. All feedback and commentary, whether from customers or the public, are considered important input toward continuing improvement in Weiss’s quality controls and standards of practice.
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