Weiss Research, Inc.
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Quality Controls and Standards of Practice

With the goal of achieving the highest level of excellence, quality and accuracy for its subscribers, Weiss Research maintains the following standards and procedures:

  • Personal Securities Transactions Policy. Weiss employees and principals are restricted from personal trading in securities recommended in Weiss Research publications. This policy includes not only a prohibition on improper transactions but also a monitoring and enforcement procedure that can involve immediate termination of transgressors.
  • Prohibitions against remuneration and gifts. Our principals and employees are not permitted to accept gifts or remuneration of any kind from financial institutions, publicly traded companies or any other entity that is the subject of its analyses or investment recommendations. This rule is set forth in the Weiss Group Code of Ethics and is strictly enforced.
  • Risk Disclosure. All subscribers to Weiss Research's publications receive substantial and clear, plain-English disclosures regarding investment risks.
  • Disclosure of performance results. Weiss Research publishes a 12-month trading history for all of its Premium Services.
  • A consistent subscription refund policy. Weiss Research has always guaranteed customer satisfaction for all its products and services. All customers are entitled to a pro-rated refund at any time.
  • Compliance Department. Each advertisement is reviewed by the Compliance Department for fairness and accuracy prior to publication.
  • Customer and public feedback. All feedback and commentary, whether from customers or the public, are considered important input toward continuing improvement in Weiss’s quality controls and standards of practice.